4.77
(371 Ratings)

Module 9 – Ethics in Financial Markets

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About Course

This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.

What Will You Learn?

  • Articulate the meaning of ethics in financial markets and its importance in guiding the behaviors of market participants.
  • Identify Key Ethical Principles: Recognize and explain the fundamental ethical principles that govern interactions and practices within financial markets.
  • Assess the Importance of Ethics for Market Integrity: Analyze how ethical behavior contributes to building investor confidence, preventing fraud, and promoting market transparency.
  • Understand Regulatory Compliance: Describe the various laws and regulations that govern ethical conduct in financial markets, including their implementation and enforcement mechanisms.
  • Evaluate Insider Trading and Market Manipulation: Distinguish between legal and illegal insider trading, and assess the impact of market manipulation on market integrity and investor trust.
  • Apply Ethical Decision-Making Frameworks: Utilize ethical decision-making frameworks to navigate ethical dilemmas in financial contexts, ensuring responsible and transparent practices.

Course Content

Module Introduction

  • Module Introduction
    03:21

Chapter 1 – Introduction to Ethics in Financial Markets

Chapter 2 – Compliance and Regulation in Financial Markets

Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices

Chapter 4 – Insider Trading and Market Manipulation

Chapter 5 – Ethical Decision Making

Module Summary

Student Ratings & Reviews

4.8
Total 371 Ratings
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WELL PRESENTED
TM
3 hours ago
it is helpful to understand the importance of ethics in financial market and the key ethical principles that guide the market participants
SB
3 hours ago
THANK YOUFOR ALL
it was good
MK
19 hours ago
It an interesting reading for ethical behavior in financial market and the contribution of ethical behavior in reducing financial crime
Yes
interesting training
DA
1 day ago
I HAVE TAKE A NOTE HOW THE ETHICS IS MORE VALUABLE IN FINANCIAL MARKET.
Desta Assefa
1 day ago
was good
RA
2 days ago
Perfect
Wonderful course
Was insightfull
WT
3 days ago
wonderful
AG
3 days ago
good
KA
4 days ago
Very helpful thanks
GETA SEGAHU
4 days ago
Excited!
Abel Yirga
5 days ago
Good
GD
5 days ago
I am happy by this course. Very concerned and it considered the current world business challenge situation.
GK
5 days ago
it is interesting
MS
6 days ago
good