Module 9 – Ethics in Financial Markets
Course Prerequisite(s)
- Please note that this course has the following prerequisites which must be completed before it can be accessed
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Module 8 – Collective Investment Scheme (CIS)
About Course
This module focuses on the significance of ethics in financial markets, emphasizing the moral principles that guide the behavior of market participants. It explores how ethical standards promote fairness, transparency, integrity, and accountability within financial systems, ultimately safeguarding the interests of investors and the broader economy. The module examines the consequences of unethical practices, such as insider trading and market manipulation, and delves into compliance and regulatory frameworks designed to uphold market integrity. By fostering a culture of ethics and responsible decision-making, financial professionals can contribute to a trustworthy and sustainable marketplace.
Course Content
Module Introduction
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Module Introduction
03:21
Chapter 1 – Introduction to Ethics in Financial Markets
Chapter 2 – Compliance and Regulation in Financial Markets
Chapter 3 – Money Laundering and Anti-Money Laundering (AML) Practices
Chapter 4 – Insider Trading and Market Manipulation
Chapter 5 – Ethical Decision Making
Module Summary
Student Ratings & Reviews
Nice
Keep it up
Very good
Great opportunities
Wow
this course is more structured and very helpful
Verygood
ok
Good
5 star
A good introductory course which definitely shows the importance of ethics in Financial systems. Highlights negative consequences of violating ethical principles and ways of ensuring professionals and investors adhere to strict regulatory and ethical standards.
Excellent !
OK
More than expected
it was an interesting course.
It is great